SARS-CoV-2 spike-dependent platelet activation in COVID-19 vaccine-induced thrombocytopenia
LINK to Paper
SARS-CoV-2 spike-dependent platelet activation in COVID-19 vaccine-induced
thrombocytopenia
Tracking no: ADV-2021-005050R2
Jacob Appelbaum (University of Washington School of Medicine, United States) Donald Arnold (McMaster
University, Canada) John Kelton (McMaster University, Canada) Terry Gernsheimer (University of
Washington School of Medicine, United States) Stefan Jevtic (McMaster University, Canada) Nikola Ivetic
(McMaster University, ) James Smith (McMaster University, Canada) Ishac Nazy (McMaster University,
Canada)
Abstract:
Conflict of interest: No COI declared
COI notes:
Preprint server: No;
Author contributions and disclosures: J Appelbaum provided clinical care of the patient, analyzed and
interpreted data and wrote the manuscript. D.M. Arnold designed the research and wrote the manuscript.
J.G. Kelton designed the research and wrote the manuscript. T. Gernsheimer provided clinical care of the
patient, analyzed and interpreted data and wrote the manuscript. S.D. Jevtic analyzed and interpreted
data and wrote the manuscript. N. Ivetic carried out additional experiments and analyses. J.W. Smith
carried out the described studies, analyzed data, and wrote the manuscript. I. Nazy designed the
research, analyzed and interpreted data, and wrote the manuscript.
Non-author contributions and disclosures: No;
Agreement to Share Publication-Related Data and Data Sharing Statement: Emails to the corresponding
author
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Title: SARS-CoV-2 spike-dependent platelet activation in COVID-19 vaccine-induced
thrombocytopenia
Short: SARS-CoV-2 spike vaccine-induced thrombocytopenia
Author List (online): Jacob Appelbaum1
, Donald M Arnold2
, John G Kelton2
, Terry
Gernsheimer1
, Stefan D Jevtic2
, Nikola Ivetic2
, James W Smith2
, Ishac Nazy2
AFFILIATE INSTITUTIONS:
1Division of Hematology, Department of Medicine, University of Washington School of
Medicine, Seattle Washington
2Department of Medicine, Michael G. DeGroote School of Medicine, McMaster University,
Hamilton, Ontario, Canada
CORRESPONDENCE AUTHOR(S):
Ishac Nazy, PhD
Michael G. DeGroote School of Medicine, McMaster University
HSC 3H53
1280 Main Street West
Hamilton, ON, Canada L8S 4K1
Tel: (905) 525-9140 x20242
Fax: (905) 529-6359
Email: nazyi@mcmaster.ca
Word count: 1132
Table and Figures: 2 Figure
References: 12
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Category: Platelets and Thrombopoiesis
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Introduction
Coronavirus disease 2019 (COVID-19) is a severe viral illness that has resulted in significant
morbidity and mortality worldwide. Several vaccines have been created that can prevent disease
transmission, as well as severity and mortality. All COVID-19 vaccines use the SARS-CoV-2
Spike protein as the antigenic substrate. However, serious adverse reactions have been reported,
including more than 150 cases of thrombocytopenia following vaccination1
. A precise
mechanism linking COVID-19 vaccination and severe thrombocytopenia has yet to be
confirmed. Identifying this mechanism could facilitate diagnostic test development.
The serotonin release assay (SRA) is the gold-standard diagnostic test for heparin-induced
thrombocytopenia2
, which is characterized by severe thrombocytopenia and a high risk of
thrombosis. Using the SRA, we recently showed that a subset of critically ill COVID-19 patients
test positive for platelet-activating immune complexes3
. Similarly, Althaus et al. showed IgG
antibodies from critically ill COVID-19 patients can also activate platelets and lead to
thrombotic events4
. Here, we employ a modified SRA to demonstrate Spike-dependent, plateletactivating immune complexes in a patient with vaccine-induced thrombocytopenia (VIT) after
receiving the Moderna vaccine.
Blood samples were referred to the McMaster Platelet Immunology Laboratory (MPIL) for
testing. Clinical data was obtained with patient consent and additional testing was completed in
keeping with ethics approval by the Hamilton Integrated Research Ethics Board.
Anti-PF4/heparin antibody testing was done using an anti-PF4/heparin enzymatic immunoassay
(EIA, LIFECODES PF4 enhanced assay, Immucor GTI Diagnostics, Waukesha, Wisconsin) for
IgG, IgM, and IgA PF4/heparin antibodies. Standard SRA testing was conducted in the absence
and presence of heparin (0.1, 0.3, and 100 U/mL) or with exogenous PF4 added as previously
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described2,5,6. A modified SRA (Spike-SRA) was performed through exogenous administration
of SARS-CoV-2 Spike protein at varying concentrations (0, 0.5, 5, 50, 100 µg/mL). Testing was
also completed with varying amounts of Moderna vaccine or polyethylene glycol (PEG2000).
Anti-human CD32 antibody (IV.3) or intravenous immunoglobulin (IVIg) was added to the SRA
to confirm FcγRIIA signalling.
Platelet autoantibody binding was completed using washed donor platelets and tested using flow
cytometry, platelet glycoprotein-specific enzyme immunoassay (PakPlus, Immucor), and
radioimmunoprecipitation assay, as previously described7,8
.
Our patient was a 25-year-old woman who presented to hospital ten days after receiving the
Moderna mRNA COVID-19 vaccine with fatigue, petechiae and wet purpura. The initial platelet
count was 1,000 per cubic millimeter without evidence of schistocytes on blood smear.
Coagulation studies were within the normal range including PT (13.6 s, normal 10.7 – 15.6 s),
INR (1.1, normal 0.8 – 1.3), and PTT (30 s, normal 22 – 35 s). This also likely excludes the
presence of a lupus anticoagulant, given the use of a lupus-sensitive reagent for PTT testing.
Anti-platelet factor 4 (PF4)/heparin antibodies were not detected (OD = 0.221) and the classic
SRA test, with or without heparin or exogenous PF4, was negative. Assays for drug-induced
immune thrombocytopenia with washed donor platelets were also negative for platelet binding
with vaccine, PEG2000, or SARS-CoV-2 Spike protein; assays included flow cytometry, platelet
glycoprotein-specific enzyme immunoassay, and radioimmunoprecipitation.3
These results
support an alternative diagnosis to drug-induced immune thrombocytopenia, although it cannot
be fully excluded. The patient was treated with dexamethasone and intravenous immune globulin
(IVIg) for a presumed immune thrombocytopenic purpura. The platelet count normalized by day
seven of treatment (Figure 1A).
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Additional serum testing identified SARS-CoV-2 Spike protein antibodies of the IgG (optical
density [OD] = 2.847), IgA (OD = 3.130) and IgM (OD = 1.168) classes9
. Antibodies against
SARS-CoV-2 nucleocapsid protein were absent, confirming vaccine-induced antibodies without
prior infection. To further investigate the mechanism of thrombocytopenia, we tested the
patient’s serum using a modified SRA with addition of recombinant SARS-CoV-2 Spike protein
(Spike-SRA). We observed dose-dependent platelet activation with increasing SARS-CoV-2
Spike protein (0, 0.5, 5, 50, 100 µg/mL; Figure 1B). The reaction was inhibited by an FcγRIIa
blocker (IV.3; 5 µg/mL) and IVIg (400 µg/mL), confirming FcγRIIa-dependent platelet
activation. Platelet activation was also demonstrated to a lesser degree with increasing amounts
of Moderna vaccine (Figure 1C) and the excipient PEG2000. Spike-SRA platelet activation was
not observed in patients with high titre anti-Spike antibodies who had recovered from severe (n =
5) or mild (n = 3) COVID-19. Furthermore, platelet activation was not detected in a control
sample from a patient who had received the Moderna vaccine and had not developed
thrombocytopenia; this was measured by P-selectin expression using flow cytometry (data not
shown). Circulating Spike protein was detected in our patient’s serum using enzyme
immunoassay testing (OD = 10.4; positive control OD = 17.8; negative control OD = 0.4).
Together, these results suggest that the thrombocytopenia in this patient was secondary to
FcγRIIa-mediated platelet activation by SARS-CoV-2 Spike immune complexes.
Our serological investigations highlight a potential mechanism for COVID-19 VIT involving
SARS-CoV-2 Spike-dependent, FcγRIIa-mediated platelet activation. Similar immune complex
mediated platelet activation has also been observed with severe COVID-19 infection.2,4 The
mechanism described here resembles platelet activation seen in HIT but does not involve antiPF4/heparin antibodies. While HIT serves as a useful analogy, certain key differences are noted
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in our case. Notably, the patient presented with bleeding symptoms as opposed to thrombosis;
however, in parallel to HIT, not all patients with platelet-activating antibodies develop
thrombosis10. Finally, it is unclear why only a minority of patients with anti-Spike antibodies
feature such thrombocytopenia and platelet activation. One hypothesis is that platelet activation
is dependent on unique Spike protein epitopes, which are only recognized by a minority of
identified antibodies, as seen in HIT11
. Therefore, using our knowledge of platelet activation
from studying HIT, we propose this mechanism for COVID-19 VIT involving SARS-CoV-2
anti-Spike antibodies.
It is important to recognize that the mechanism described here is unique from the recently
reported HIT-like syndrome associated with AstraZeneca vaccination12
. In this syndrome,
patients present with life-threatening thrombosis in the context of strongly positive, platelet
activating anti-PF4/heparin antibodies. The mechanism of VIT proposed here is independent of
anti-PF4/heparin antibodies and presents differently.
Our case also highlights the applicability of the SRA to detect platelet activation disorders aside
from HIT. Although classically done in the presence of heparin, it can be modified to include
various antigens to elicit immune complex formation and identify platelet activation. In our case,
addition of Spike protein led to significant platelet activation that was inhibited by IV.3 and
IVIg, suggesting immune complex signalling. The SRA may thus prove useful in a variety of
other clinical scenarios involving platelet activation, as has been shown here.
Ultimately, the role of SARS-CoV-2 Spike protein requires further clarification in regards to
platelet activation, as well as the role of vaccine- and PEG-dependent platelet activation. We
postulate that a small subset of antibodies against the Spike protein, formed after vaccination,
can activate platelets and cause thrombocytopenia. The prevalence of this phenomenon remains
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to be clinically determined. Regardless, the modified SRA presented here may be a useful
diagnostic test as more cases of vaccine-induced thrombocytopenia are recognized.
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Data sharing statement
For data sharing, contact the corresponding author: nazyi@mcmaster.ca.
Acknowledgements
The authors thank the laboratory of Dr. Matthew Miller at McMaster University for providing
the Spike protein. Funding support for this work was provided by COVID-19 Rapid Research
Fund, Grant/Award Number: #C-191-2426729-NAZY; Canadian Institute of Health Research
(CIHR)-COVID-19 Immunity Task Force (CITF), Grant/Award Number: #VR2-173204;
Ontario Research Fund, Grant/Award Number: 2426729 awarded to Dr. Ishac Nazy, and
Academic Health Sciences Organization (HAHSO) grant awarded to Dr. Donald M Arnold
(#HAH-21-02).
Authorship Contributions
J Appelbaum provided clinical care of the patient, analyzed and interpreted data and wrote the
manuscript. D.M. Arnold designed the research and wrote the manuscript. J.G. Kelton designed
the research and wrote the manuscript. T. Gernsheimer provided clinical care of the patient,
analyzed and interpreted data and wrote the manuscript. S.D. Jevtic analyzed and interpreted data
and wrote the manuscript. N. Ivetic carried out additional experiments and analyses. J.W. Smith
carried out the described studies, analyzed data, and wrote the manuscript. I. Nazy designed the
research, analyzed and interpreted data, and wrote the manuscript.
All authors reviewed and approved the final version of the manuscript.
Disclosure of Conflicts of Interest
The authors declare no competing financial interests.
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References:
1. Lee EJ, Cines DB, Gernsheimer T, et al. Thrombocytopenia following Pfizer and Moderna SARSCoV-2 vaccination. Am J Hematol. 2021.
2. Sheridan D, Carter C, Kelton JG. A diagnostic test for heparin-induced thrombocytopenia. Blood.
1986;67(1):27-30.
3. Nazy I, Jevtic SD, Moore JC, et al. Platelet-activating immune complexes identified in critically ill
COVID-19 patients suspected of heparin-induced thrombocytopenia. J Thromb Haemost. 2021.
4. Althaus K, Marini I, Zlamal J, et al. Antibody-induced procoagulant platelets in severe COVID-19
infection. Blood. 2021;137(8):1061-1071.
5. Nazi I, Arnold DM, Warkentin TE, Smith JW, Staibano P, Kelton JG. Distinguishing between antiplatelet factor 4/heparin antibodies that can and cannot cause heparin-induced thrombocytopenia. J
Thromb Haemost. 2015;13(10):1900-1907.
6. Rubino JG, Arnold DM, Warkentin TE, Smith JW, Kelton JG, Nazy I. A comparative study of
platelet factor 4-enhanced platelet activation assays for the diagnosis of heparin-induced
thrombocytopenia. J Thromb Haemost. 2021;19(4):1096-1102.
7. Arnold DM, Curtis BR, Bakchoul T, Platelet Immunology Scientific Subcommittee of the
International Society on T, Hemostasis. Recommendations for standardization of laboratory testing for
drug-induced immune thrombocytopenia: communication from the SSC of the ISTH. J Thromb Haemost.
2015;13(4):676-678.
8. Arnold DM, Kukaswadia S, Nazi I, et al. A systematic evaluation of laboratory testing for druginduced immune thrombocytopenia. J Thromb Haemost. 2013;11(1):169-176.
9. Huynh A, Arnold DM, Smith JW, et al. Characteristics of Anti-SARS-CoV-2 Antibodies in
Recovered COVID-19 Subjects. Viruses. 2021; 13(4):697. https://doi.org/10.3390/v13040697
10. Warkentin TE, Kelton JG. A 14-year study of heparin-induced thrombocytopenia. Am J Med.
1996;101(5):502-507.
11. Huynh A, Arnold DM, Kelton JG, et al. Characterization of platelet factor 4 amino acids that bind
pathogenic antibodies in heparin-induced thrombocytopenia. J Thromb Haemost. 2019;17(2):389-399.
12. Greinacher A, Thiele T, Warkentin TE, Weisser K, Kyrle P, Eichinger S. A Prothrombotic
Thrombocytopenic Disorder Resembling Heparin-Induced Thrombocytopenia Following Coronavirus-19
Vaccination. Research Square. 2021.
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Figure Legend:
Figure 1. Patient Platelet Count and Functional Activation in Vaccine-Induced
Thrombocytopenia. Patient platelet count (Panel A) and investigation of platelet activation
using a modified Serotonin Release Assay (SRA) with exogenous addition of Spike protein
(Panel B) or vaccine (Panel C). The platelet count fully recovered by day 7 of treatment with
dexamethasone and intravenous immunoglobulin (IVIg). Serum from the patient (black squares)
caused dose-dependent platelet activation and serotonin release with spike protein (93%, 100
µg/mL) and with vaccine (53%, 50 µL/mL). This effect was not observed with plasma from
recovered COVID
Figure 1. Patient Platelet Count and Functional Activation in Vaccine-Induced
Thrombocytopenia. Patient platelet count (Panel A) and investigation of platelet activation
using a modified Serotonin Release Assay (SRA) with exogenous addition of Spike protein
(Panel B) or vaccine (Panel C). The platelet count fully recovered by day 7 of treatment with
dexamethasone and intravenous immunoglobulin (IVIg). Serum from the patient (black squares)
caused dose-dependent platelet activation and serotonin release with spike protein (93%, 100
µg/mL) and with vaccine (53%, 50 µL/mL). This effect was not observed with plasma from
recovered COVID-19 subjects with severe (n=5, black circles) or mild infection (n=3, white
circles). The activation was inhibited with FcγRIIa blockade using the monoclonal antibody
IV.3 (5 µg/mL) or IVIg (400 µg/mL).
Figure 2. Flow Cytometry of IgG Binding to the Platelet Surface. Platelets incubated with
plasma sample from our patient (Green) failed to show IgG binding with exogenous Spike
protein administration (Red). Negative buffer control (Black) and positive Glanzmann
thrombasthenia (Blue) are shown for comparison.
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